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This seventeenth installment of the Hedge Fund Law Report’s quarterly compliance update, authored by ACA Group consultants Joey Martinez, Dan Campbell and Chris Ray, highlights upcoming filing deadlines and reporting requirements that fund managers should be aware of during the third quarter.
Gary Gensler was recently sworn in as Chairman of the SEC, placing a veteran regulator and former Goldman Sachs partner in charge of overseeing the U.S. capital markets. Gensler’s background as the former Chair of the CFTC, along with his recent role researching and teaching blockchain technology and digital assets at MIT, may offer clues as to what to expect from his tenure at the SEC.
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