Is this you? As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work.
Claim your profile
Articles by Daniela C. Manzi
Advisory Firm Pays $17.5M Civil Penalty To Settle SEC Charges for Making Misrepresentations Regarding ESG Considerations in Investment Decisions | JD Supra
On Nov. 8, 2024, the Securities and Exchange Commission (SEC) announced that it charged Invesco Advisers, Inc. with making materially misleading statements about the percentage of its assets under management (AUM) that integrated environmental, social and governance (ESG) factors in investment decisions in violation of Sections 206(2) and 206(4) of the Advisers Act and rules promulgated thereunder. To settle the claims, Invesco agreed to pay a $17.5 million civil penalty.
SEC Announces Penalties Against Four Companies for Downplaying Severity of SolarWinds Cybersecurity Breach in Disclosures
On Oct. 22, 2024, the Securities and Exchange Commission announced that it charged four technology companies with making materially misleading disclosures about the effect the SolarWinds cyberattack had on these issuers. To settle the claims, the companies, Unisys Corp., Avaya Holdings Corp., Check Point Software Technologies Ltd. and Mimecast Ltd., agreed to pay a total of nearly $7 million in civil penalties.
Southern District Of New York Dismisses Most Claims In SEC Cybersecurity-Related Enforcement Action Against SolarWinds
On July 18, 2024, U.S. District Judge Paul A. Engelmayer of the Southern District of New York dismissed most of the charges that the Securities and Exchange Commission brought against SolarWinds and its chief information security officer (CISO) related to its cybersecurity practices and disclosures.
Southern District of New York Dismisses Most Claims in SEC Cybersecurity-Related Enforcement Action Against SolarWinds | JD Supra
On July 18, 2024, U.S. District Judge Paul A. Engelmayer of the Southern District of New York dismissed most of the charges that the Securities and Exchange Commission brought against SolarWinds and its chief information security officer (CISO) related to its cybersecurity practices and disclosures.
Southern District of New York Dismisses Most Claims in SEC Cybersecurity-Related Enforcement Action Against SolarWinds
On July 18, 2024, U.S. District Judge Paul A. Engelmayer of the Southern District of New York dismissed most of the charges that the Securities and Exchange Commission brought against SolarWinds and its chief information security officer (CISO) related to its cybersecurity practices and disclosures.
SCOTUS Unanimously Holds That Respondents in FTC and SEC Administrative Law Proceedings May Challenge the Constitutionality of Such Proceedings in Federal District Court Without First Submitting to a Final Agency Order
|
On April 14, 2023, the Supreme Court issued a unanimous decision in two related cases, Axon Enterprise, Inc. v. FTC (No. 21-86) and SEC v. Cochran (No. 21-1239), holding that respondents may challenge the constitutionality of the agency’s authority in federal court before receiving a final agency order.
By Roy Englert, Alan Friedman, Dani James Verified, Michael Martinez, Gary P.Naftalis, Jennifer Windom, Daniela C. Manzi
|
Lexology
Verified
Everytown for Gun Safety and Kramer Levin Amicus Brief Helps Secure Eleventh Circuit Ruling That Florida’s Age-Based Restrictions on the Purchase of Firearms Are Constitutional
On March 9, 2023, the U.S. Court of Appeals for the Eleventh Circuit in National Rifle Association, et al. v. Commissioner, Florida Department of Law Enforcement, No. 21-12314, affirmed the Northern District of Florida’s order granting summary judgment to dismiss plaintiffs’ claims, determining that Florida’s law restricting the purchase of firearms for persons under the age of 21 is constitutional.
Show More
loading
Actions
Is this you?
As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work.Get in touch with Daniela C.
Contact Daniela C., search articles and posts on X, monitor coverage, and track replies from one place.
Learn more about Muck Rack