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Articles by Goutam Nadella
Sharpening Discovery, Surveillance, and Data Management with Agentic AI
The question I hear most from leaders is simple: Are we deploying Agentic technology in the right places — and fast enough to matter? When I talk with compliance leaders, CIOs, CTOs and risk teams, the mandate is clear: accelerate innovation without compromising control, security and governance. AI is no longer a future ambition. It’s reshaping how you operate right now.
Recordkeeping and Transparency in the Era of AI: What We Learned from 2024 Headlines
In our recent webinar, “Recordkeeping Headlines from 2024 and The Future of Transparency,” our experts reflected on the latest trends in government recordkeeping and transparency, including the rising role of artificial intelligence (AI). In this discussion, our experts shared critical best practices for how government and public sector agencies can best prepare for open records requests in 2025 and beyond. Below of some key highlights.
Regulatory Alert: Must-Know Details of the 2025 FINRA Annual Regulatory Oversight Report
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Smarsh Acquires CallCabinet: We Were Always Able to Spot Risk — Now We’ll Hear It Too | Smarsh
SUBSCRIBE TO BLOG Subscribe to receive a monthly digest of articles exploring regulatory updates, news, trends and best practices in electronic communications capture and archiving. Smarsh handles information you submit to Smarsh in accordance with its Privacy Policy.
Navigating the SEC's Expanded Dealer Definition
The SEC has expanded the definition of "dealer" in securities regulations, bringing more entities under regulatory oversight. Now, anyone buying and selling securities as part of their business must register with the SEC, join a self-regulatory organization (SRO), and follow federal securities laws and related rules. In this post, we share what changed with the SEC's dealer definition and answer the many questions of how it'll affect your business.
Highlights of the DOJ and FTC's Imperative Guidance
In a rapidly evolving digital landscape, the Department of Justice (DOJ) and Federal Trade Commission (FTC) have issued updated guidance, emphasizing the critical importance of preserving digital communications. This guidance addresses the growing prevalence of collaboration platforms and ephemeral messaging apps in modern workplaces, which pose challenges for compliance and records management. The press release specifically calls out the following areas.
Smarsh and TeleMessage Enhance Mobile Messaging and Voice Capture
We’re thrilled to announce that TeleMessage is now a Smarsh company. TeleMessage technology solutions are an integral component of our combined, industry-leading mobile and voice compliance offerings, and we’re excited to welcome the TeleMessage team into the Smarsh organization.
Future-proof compliance in the Multiverse of Madness
The world as we once knew it has changed. Forever. Later this year, the superhero movie, Doctor Strange in the Multiverse of Madness, will be released. The film centres on Doctor Strange and his mystical allies as they enter a portal into a multiverse of alternate realities to confront a powerful new adversary.
AI and machine learning in compliance technology
It’s true that AI and machine learning have already provided us with some opportunities to transform entrenched methods of recording and monitoring communications in regulated industries. However, to date, most companies’ injection of AI has been limited and solutions have been piecemeal. But that’s all about to change as the rapid expansion in the applications of AI in compliance is just around the corner.
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