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Articles by Isabel Dai
CFTC Anti-Fraud And Anti-Manipulation Authority: A Focus On Intermediaries
Matthew Kulkin, Isabel Dai, Joshua Nathanson1 The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), significantly expanded the Commodity Futures Trading Commission's ("CFTC" or "Commission") anti-fraud and anti-manipulation statutory authority to monitor activity in futures, swaps, and options markets, as well as in the underlying "spot" markets. For more than a decade, the CFTC has aggressively applied this new statutory authority.
CFTC Anti-Fraud and Anti-Manipulation Authority: A Focus on Intermediaries | JD Supra
The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), significantly expanded the Commodity Futures Trading Commission’s (“CFTC” or “Commission”) anti-fraud and anti-manipulation statutory authority to monitor activity in futures, swaps, and options markets, as well as in the underlying “spot” markets. Please see full publication below for more information. Download PDF
CFTC Anti-Fraud and Anti-Manipulation Authority: A Focus on Intermediaries
This paper was presented at the ABA Derivatives & Futures Law Committee Winter Meeting on December 4, 2023. Partner Matthew Kulkin, Counsel Isabel Dai and Associate Joshua Nathanson analyze the CFTC’s anti-fraud and anti-manipulation enforcement authority. The paper compares and contrasts the CFTC’s anti-fraud and anti-manipulation enforcement authority under the Commodity Exchange Act and the SEC’s enforcement authority under section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934.
Crypto Currently: California Enacts Landmark Crypto Licensing Law | JD Supra
On October 13, Governor Gavin Newsom signed into law a comprehensive licensing regime for digital asset companies operating in California. Until this point, California had refrained from taking a definitive position on whether a broad swath of digital asset businesses required licensure under California’s existing money transmission law, contrary to the approach taken by most other states.
Key Points From NY Regulators' Crypto Listing Update
On Sept. 18, the New York State Department of Financial Services issued proposed guidance for companies holding virtual currency business licenses and limited-purpose trust companies — collectively referred to as virtual currency entities, or VCEs — seeking to list virtual currencies on their platforms. Click here to continue reading . . . Originally published by Law360 on the 7th of November, 2023. The content of this article is intended to provide a general guide to the subject matter.
Crypto Currently: California Enacts Landmark Crypto Licensing Law
On October 13, Governor Gavin Newsom signed into law a comprehensive licensing regime for digital asset companies operating in California.
Key Points From NY Regulators' Crypto Listing Update | JD Supra
On Sept. 18, the New York State Department of Financial Services issued proposed guidance for companies holding virtual currency business licenses and limited-purpose trust companies — collectively referred to as virtual currency entities, or VCEs — seeking to list virtual currencies on their platforms. The proposed guidance updates the department's framework for self-certification of coins and establishes new policy requirements for coin listings and delistings.
Crypto Currently: California Enacts Landmark Crypto Licensing Law
I. Introduction On October 13, Governor Gavin Newsom signed into law a comprehensive licensing regime for digital asset companies operating in California.
Key Points From NY Regulators' Crypto Listing Update
ADVERTISEMENT Don't want ads? Subscribe or login now. By Tiffany Smith, Zachary Goldman and Isabel Dai (November 2, 2023, 10:42 AM EDT) -- On Sept. 18, the New York State Department of Financial Services issued proposed guidance for companies holding virtual currency business licenses and limited-purpose trust companies — collectively referred to as virtual currency entities, or VCEs — seeking to list virtual currencies on their platforms....
Crypto Currently: New York Department Of Financial Services Issues Updated Expectations On The Adoption Or Listing Of Virtual Currencies
On September 18, the New York State Department of Financial Services (the DFS or the "Department") issued proposed guidance for BitLicensees and limited-purpose trust companies (collectively, VCEs) seeking to list virtual currencies on their platforms.
Crypto Currently: New York Department of Financial Services Issues Updated Expectations on the Adoption or Listing of Virtual Currencies | JD Supra
On September 18, the New York State Department of Financial Services (the DFS or the “Department”) issued proposed guidance for BitLicensees and limited-purpose trust companies (collectively, VCEs) seeking to list virtual currencies on their platforms. The proposed guidance updates the Department’s framework for self-certification of coins and establishes new policy requirements for coin listings and delistings (Proposed Guidance).
New York Attorney General James Proposes Landmark Digital Asset Law | JD Supra
On May 5, New York Attorney General Letitia James announced a landmark legislative proposal—titled the Crypto Regulation, Protection, Transparency and Oversight (CRPTO) Act (hereinafter, the Proposal)—to tighten regulations on the digital asset industry.
New York Department Of Financial Services Proposes Heightened Standards For Character And Fitness Of Executives
I. Introduction On May 9, New York State Department of Financial Services (DFS or the Department) Superintendent Adrienne A.
New York Department of Financial Services Proposes Heightened Standards for Character and Fitness of Executives | JD Supra
I.Introduction On May 9, New York State Department of Financial Services (DFS or the Department) Superintendent Adrienne A.
NY AG's Digital Asset Proposal Shouldn't Be Taken Lightly | JD Supra
On May 5, New York Attorney General Letitia James announced a landmark legislative proposal — titled the Crypto Regulation, Protection, Transparency and Oversight Act — to tighten regulations on the digital asset industry.
NY AG's Digital Asset Proposal Shouldn't Be Taken Lightly
On May 5, New York Attorney General Letitia James announced a landmark legislative proposal — titled the Crypto Regulation, Protection, Transparency and Oversight Act — to tighten regulations on the digital asset industry.
NYAG's Digital Asset Proposal Shouldn't Be Taken Lightly
By Brian Mahanna, Tiffany Smith and Isabel Dai (May 24, 2023, 3:50 PM EDT) -- On May 5, New York Attorney General Letitia James announced a landmark legislative proposal - titled the Crypto Regulation, Protection, Transparency and Oversight Act - to tighten regulations on the digital asset industry.... Stay ahead of the curve In the legal profession, information is the key to success. You have to know what's happening with clients, competitors, practice areas, and industries.
Crypto Currently: New York Attorney General James Proposes Landmark Digital Asset Law | JD Supra
On May 5, New York Attorney General Letitia James announced a landmark legislative proposal—titled the Crypto Regulation, Protection, Transparency, and Oversight (CRPTO) Act (hereinafter, the Proposal)—to tighten regulations on the digital asset industry.
Crypto Currently: New York Attorney General James Proposes Landmark Digital Asset Law
USA May 17 2023 On May 5, New York Attorney General Letitia James announced a landmark legislative proposal— titled the Crypto Regulation, Protection, Transparency, and Oversight (CRPTO) Act (hereinafter, the Proposal)—to tighten regulations on the digital asset industry.
New York Department of Financial Services Issues Virtual Currency Custody Guidance | JD Supra
February 9, 2023 Isabel Dai, Thomas Davis, Michael Dawson, Zachary Goldman, Franca Harris Gutierrez, Cory Hansen, Michael Held, Benjamin Loveland, George Shuster Jr., Tiffany Smith WilmerHale + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: On January 23, the New York State Department of Financial Services (DFS or the Department) issued guidance clarifying its expectations for New York-based virtual currency businesses regarding...
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