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Articles by J. Andrew Gipson
SEC Announces Broad Regulatory Agenda, Including Investor Protection
July 07, 2021 CFPB Issues Summer 2020 Supervisory Highlights by: Moorari Shah and A.J. S. Dhaliwal Suffolk County Fair Housing Task Force Recommends Amendments to... by: Amanda E. Miller and Alexandra B. Agnostak How Do the Recent Company Voluntary Arrangement (CVA) Challenge... by: John Alderton and Devinder Singh SEC Settles Charges against Index Provider Related to Publication of... by: John S. Marten and Nathaniel Segal Ontario Court Finds Non-Ontario Payrolls Count Toward Severance...
Nasdaq Board Diversity Proposals Update: SEC Issues Notice of Amendments and Establishes Proceedings To Move Forward
Legal Disclaimer You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
SEC Proposes Welcomed Amendments To Rule 701
Legal Disclaimer You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Four Executive Orders Issued as Congress Stalls on COVID-19 Package
Thursday, August 13, 2020 For weeks, competing versions of a fourth COVID-19 package have been making their way through Congress. On July 27, US Senate leadership announced the details of a proposed $1 trillion Health, Economic Assistance, Liability Protection, and Schools (HEALS) Act. Negotiations are ongoing in Congress over these provisions as well as those passed by the House in the Health and Economic Recovery Omnibus Emergency Solutions (HEROES) Act earlier in July.
CARES Act Section 4022 Forbearance and Foreclosure Moratorium
You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Shareholder Proposal Rules Updates Proposed by SEC
You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Possible Changes for FINRA’s Restricted Person and Spinning Provisions
You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Federal Reserve Board Proposes Clarifying Rules Regarding “Control” of Banking Organizations
You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Agencies Propose Volcker Rule Regulatory Amendments re: Trading and Interests in Hedge and Private Equity Funds
You are responsible for reading, understanding and agreeing to the National Law Review's (NLR’s) and the National Law Forum LLC's Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on www.NatLawReview.com are intended for general information purposes only.
Municipal Advisor Compliance Outreach Program to Be Held November 8, 2017, in Atlanta
On September 11, 2017, the Securities and Exchange Commission (SEC), Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) announced that a Compliance Outreach Program will be held for municipal advisor professionals at the SEC's Atlanta, Georgia, Regional Office on November 8, 2017.
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