Skip To Main Content
Jim Van Horn on Muck Rack

Jim Van Horn

As seen in: JD Supra, Seyfarth, Opalesque
Is this you? As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work. Claim your profile
Back to Jim Van Horn’s profile

Articles by Jim Van Horn

An Early Glimpse into the SEC’s Private Funds Advisor Rule | JD Supra

|
By Steven A. Richman, Jim Van Horn
| JD Supra
The Securities and Exchange Commission (SEC) has adopted the long awaited “Private Fund Adviser Rule” (the “PFA”). The proposed PFA was introduced on February 9, 2022 (“Proposed Rule”), and the SEC has been working with the General Partner and Limited Partner communities over the past 16 months or so to finalize the rule.
Open in Who Shared Issue with article?

Other Voices: SEC marketing rule FAQ's unexpected impact on performance presentations

|
By Jim Van Horn, Matthias Knab
| Opalesque Verified
By: Jim Van Horn, Seyfarth Shaw LLP On January 11, the staff of the SEC's Division of Investment Management released new guidance with respect to the current version of Rule 206(4)-1, adopted under the U.S. Investment Advisers Act of 1940 and amended in late 2020.
Open in Who Shared Issue with article?

SEC Marketing Rule FAQ’s Unexpected Impact on Investment Performance Presentations | JD Supra

|
By Jim Van Horn
| JD Supra
On January 11, the staff of the SEC’s Division of Investment Management (the “Staff”) released new guidance with respect to the current version of Rule 206(4)-1, adopted under the U.S. Investment Advisers Act of 1940 and amended in late 2020 (the “Marketing Rule”).[1] This new guidance, which came in the form of an update to the Staff’s FAQs for the Marketing Rule, appears to require private fund sponsors to include “net performance” with any presentation of a subset of an investment...
Open in Who Shared Issue with article?

An Early Glimpse into the SEC’s Private Funds Advisor Rule

|
By Steven A. Richman, Jim Van Horn
| Seyfarth
The Securities and Exchange Commission (SEC) has adopted the long awaited “Private Fund Adviser Rule” (the “PFA”). The proposed PFA was introduced on February 9, 2022 (“Proposed Rule”), and the SEC has been working with the General Partner and Limited Partner communities over the past sixteen months or so to finalize the rule.
Open in Who Shared Issue with article?
Show More