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February 27, 2025 By By Maureen Quill, executive vice president, executive director registered funds, UMB Fund Services In November, the U.S. Securities and Exchange Commission issued a risk alert for fund managers that highlighted some deficiencies and weaknesses in its examinations of funds over the past four years.
February 27, 2025 By By Maureen Quill, executive vice president, executive director registered funds, UMB Fund Services In November, the U.S. Securities and Exchange Commission issued a risk alert for fund managers that highlighted some deficiencies and weaknesses in its examinations of funds over the past four years.
As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work.
