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On February 8, the Securities Exchange Commission (the "SEC" or the "Commission") and the Commodities Futures Trading Commission (the "CFTC") jointly adopted amendments to Form PF, used by certain investment advisers to private funds, including investment advisers that are registered with the CFTC as commodity pool operators ("CPOs") or commodity trading advisers, to report confidential information regarding the private funds they advise.
On October 16, 2023, the Securities and Exchange Commission's (the "SEC" or the "Commission") Division of Examinations (the "Division") released its 2024 examination priorities (the "Priorities").
On May 3, the Commissioners of the Securities Exchange Commission (the "SEC" or the "Commission") voted to adopt final amendments (the "Amendments") to Form PF and Rule 204(b)-1 the under the Investment Advisers Act of 1940 ("Advisers Act"). Form PF is the confidential reporting form used by certain advisers to private funds to report information to the SEC and the Financial Stability Oversight Counsel ("FSOC") about private funds.
As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work.