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Articles by Stephen Ashbourne
Publication par les ACVM des modifications finales aux règles de déclaration des opérations sur dérivés de gré à gré
BC Blake, Cassels & Graydon LLP More Blake, Cassels & Graydon LLP (Blakes) is one of Canada's top business law firms, serving a diverse national and international client base. Our integrated office network provides clients with access to the Firm's full spectrum of capabilities in virtually every area of business law.
Finance and Banking
BC Blake, Cassels & Graydon LLP More Blake, Cassels & Graydon LLP (Blakes) is one of Canada's top business law firms, serving a diverse national and international client base. Our integrated office network provides clients with access to the Firm's full spectrum of capabilities in virtually every area of business law.
Final Amendments to Canada’s OTC Derivatives Trade Reporting Rules Released
On July 25, 2024, the Canadian Securities Administrators (CSA) published final amendments (Amendments) to the over-the-counter (OTC) derivatives trade reporting rules applicable in each province and territory (including OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (the Ontario TR Rule) and their related Companion Policies (collectively, the Provincial Trade Reporting Rules)).
Cross-Border Securitization
Cross-border securitizations involving Canadian assets can take various forms. For example: A U.S. originator may have sold products to Canadian customers and wants to include the related receivables (owing by Canadians) as part of an otherwise U.S. securitization. A Canadian originator may complete a Canadian securitization (selling to a Canadian special purpose entity (SPE)) but wants to fund it with notes sold in whole or in part to U.S. investors.
Derivatives Business Conduct Rule Issued By The Canadian Securities Administrators
After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation governing dealing and advising in respect of over-the-counter derivatives (derivatives) that will take effect in September 2024.
Derivatives Business Conduct Rule Issued by the Canadian Securities Administrators | JD Supra
October 6, 2023 Stephen Ashbourne, Chris Barker, Aaron Palmer, Tim Phillips Blake, Cassels & Graydon LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: Table of Contents Eligible Derivatives Parties General Obligations Applicable to All Derivatives Business With Both EDPs and Non-EDPs Additional Obligations When Dealing With or Advising Non-EDPs and Non-Consenting EDPs Obligations of Canadian Financial Institutions in Respect...
Derivatives Business Conduct Rule Issued by the Canadian Securities Administrators | Blakes
Table of Contents Eligible Derivatives Parties General Obligations Applicable to All Derivatives Business With Both EDPs and Non-EDPs Additional Obligations When Dealing With or Advising Non-EDPs and Non-Consenting EDPs Obligations of Canadian Financial Institutions in Respect of Spot FX Transactions Inter-Affiliate Transactions and Advising Affiliates Foreign Liquidity Providers Exemption Foreign Dealer and Adviser Exemptions Specific Compliance Exemptions for Canadian Financial...
Cross-Border Securitization: 10 Things to Know About Securitizing Canadian Assets into the U.S | JD Supra
Cross-border securitizations involving Canadian assets can take various forms. For example: • U.S. originator may have sold products to Canadian customers and wants to include the related receivables (owing by Canadians) as part of an otherwise U.S. securitization. • A Canadian originator may complete a Canadian securitization (selling to a Canadian special purpose entity (SPE)), but wants to fund it with notes sold in whole or in part to U.S. investors.
CSA Provides Derivatives Data Reporting Transition Guidance And The OSC Establishes New Fee For OTC Derivatives Market Participants
As global securities regulators begin to implement new, harmonized international derivatives data reporting standards, the Canadian Securities Administrators (CSA) has provided transitional guidance to over-the-counter (OTC) derivatives market participants as to how they may report in the transition period before the CSA implements such standards in Canada.
CSA Provides Derivatives Data Reporting Transition Guidance and the OSC Establishes New Fee for OTC Derivatives Market Participants | JD Supra
As global securities regulators begin to implement new, harmonized international derivatives data reporting standards, the Canadian Securities Administrators (CSA) has provided transitional guidance to over-the-counter (OTC) derivatives market participants as to how they may report in the transition period before the CSA implements such standards in Canada.
Final Amendments to Canada’s OTC Derivatives Trade Reporting Rules Released | Blakes
On July 25, 2024, the Canadian Securities Administrators (CSA) published final amendments (Amendments) to the over-the-counter (OTC) derivatives trade reporting rules applicable in each province and territory (including OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (the Ontario TR Rule) and their related Companion Policies (collectively, the Provincial Trade Reporting Rules)).
Canadian Securities Administrators Propose Amendments To OTC Derivatives Trade Reporting Rules
The Canadian Securities Administrators (CSA) have published proposed amendments (Proposed Amendments) to the Provincial Trade Reporting Rules (defined below).
Canadian Securities Administrators Propose Amendments to OTC Derivatives Trade Reporting Rules | JD Supra
July 11, 2022 Stephen Ashbourne, Chris Barker, Michael Hayes, Aaron Palmer, Tim Phillips Blake, Cassels & Graydon LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: The Canadian Securities Administrators (CSA) have published proposed amendments (Proposed Amendments) to the Provincial Trade Reporting Rules (defined below).
CSA Restarts Canadian Derivatives Regulatory Project And Issues A Revised Business Conduct Rule Proposal
To print this article, all you need is to be registered or login on Mondaq.com. After a long pandemic break from publishing regulatory proposals and new rules in respect of over-the-counter derivatives (derivatives), the Canadian Securities Administrators (CSA) is again moving forward with its derivatives regulatory project launched in response to the 2008 financial crisis.
Canadian Regulators Issue Revised Derivatives Dealer and Adviser Business Conduct Rule Proposal | JD Supra
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CSA Propose Amendments to the Mandatory Derivatives Clearing Rule
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Mandatory Clearing of OTC Derivatives Delayed for Certain Entities
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Canadian Regulators Propose Broad Derivatives Dealer and Adviser Business Conduct Rules
On April 4, 2017, the Canadian Securities Administrators (CSA) published for comment Proposed National Instrument 93-101 – Derivatives: Business Conduct (Business Conduct Rule), which would impose a range of business conduct requirements on Canadian and foreign persons engaged in the business of trading in over-the-counter derivatives (derivatives) with Canadian clients (Derivatives Dealers) or advising Canadian clients in connection with transacting in derivatives (Derivatives Advisers) in...
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