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Articles by Stuart Holman
The FCA Cryptoasset Authorisation Playbook
Regulatory Updates August 5, 2026 A Practical Guide to Preparing for the UK Cryptoasset Regime On July 8, the Financial Conduct Authority (FCA) published a preview of the application forms that firms will be required to complete when applying for authorization to conduct crypto asset business under the new crypto asset regime. This preview provides valuable clarity on the questions firms will be expected to answer and the information they will need to supply.
FCA Financial Crime Controls Review: 10 Key Findings and 10 Priority Actions for Firms
Regulatory Updates July 30, 2026 The Financial Conduct Authority’s (FCA) recent review of financial crime controls across the asset management and alternatives sector serves as a timely reminder that firms must continually assess whether their frameworks are fit for purpose, proportionate to their risks and capable of withstanding regulatory scrutiny.
UK AIFM Regime Overhaul—FCA and HMT Propose Major Reforms
On July 14, 2026, the Financial Conduct Authority (FCA) and His Majesty’s Treasury (HMT) published their proposals for a broad review of the UK asset management regulatory framework with the aim of creating a more proportionate, efficient and domestically tailored regime. The reforms are intended to simplify existing requirements, reduce unnecessary compliance burden and improve the quality of regulatory data available to supervisors.
Culture as Control: Non-Financial Misconduct and the New Regulatory Standard
Kroll’s Alternatives and Asset Management Conference 2026 underscored that culture is no longer an abstract concept in financial services. It is now a measurable, governable and enforceable dimension of regulatory risk. This was highlighted in a panel "Culture and Non-Financial Misconduct— Key Considerations for Compliance Officers" that discussed how non-financial misconduct (NFM) has moved from the domain of HR into the core of regulatory supervision, governance and senior accountability.
Regulatory Futures: UK AIFM Regulatory Reform and the Recalibration of Competitiveness
The next phase of UK asset management regulation is about recalibration rather than reinvention. At Kroll’s Alternatives and Asset Management Conference 2026, experts participating in a panel titled "Regulatory Futures: UK AIFM Reforms and Global Alignment" discussed how the UK’s post-Brexit regulatory agenda for the alternatives sector is entering a more decisive phase.
Prioritizing Supervision: Navigating Evolution in an AI-Driven Era
Regulatory priorities are shifting, but not always in the ways firms expect. At Kroll’s Alternatives and Asset Management Conference 2026, a clear message emerged: this is not a story of regulatory retreat, but of regulatory recalibration. In a panel "Supervisory and Enforcement Priorities: What Will Shape the Next 12 Months" experts discussed that the UK Financial Conduct Authority (FCA) is becoming more interventionist, more data-driven and more focused on outcomes.
Understanding the UK Regulatory Framework for Cryptoasset Businesses
The UK is in the final stages of designing and implementing a comprehensive regulatory framework for cryptoassets. Long viewed as sitting uncomfortably outside the traditional financial services perimeter, cryptoassets are now set to be brought within a bespoke regime under the oversight of the Financial Conduct Authority (FCA).
Key Takeaways from the FCA’s Phase 1 Changes to the SM&CR
On April 22, 2026 the FCA confirmed Phase 1 of its changes to the Senior Managers and Certification Regime (SM&CR) in PS26/6, most of which takes effect on April 24, 2026. This is the first phase of reforms aimed at improving the efficiency and effectiveness of the regime and follows the FCA’s consultation in CP25/21 published in July 2025.
FCA Regulatory Priorities Report – What Sell‑Side Firms Need to Know | Kroll
The FCA has published its new Regulatory Priorities Report for Wholesale Markets, setting out the key areas of supervisory focus for sell‑side firms in the 2026–27 business year. This report replaces the historic Portfolio Letters and instead offers a single, consolidated articulation of the FCA’s forward‑looking expectations across the wholesale sector.
FCA Priorities Report: Key Insights for Buy Side Firms
The FCA has published its new Regulatory Priorities Report, outlining the key areas of supervisory focus for firms operating in the buy-side sector in the business year (2026-27). This publication replaces the former Portfolio Letters, which the FCA previously communicated it will no longer issue on a sector-by-sector basis.
FCA Publishes Final Guidance on Non-Financial Misconduct
On December 12, 2025, the FCA published its final guidance on non-financial misconduct (NFM) in PS25/23, which will come into force on September 1, 2026. This follows the FCA’s consultation in CP25/18 published in July last year on proposed guidance to help firms apply the Code of Conduct (COCON) rules and to take NFM into account in fit and proper assessments. Guidance on fit and proper assessments is contained within the FCA’s FIT Handbook.
Stuart Holman Reflects On The Impact Lonnie Mack Had On His Life
By Stuart Holman • 35 minutes ago Stuart Holman is not only one of Around Cincinnati's contributors, but also an accomplished guitarist. In this commentary, Stuart shares the inspirational story of how he, as a beginning guitarist, idolized Lonnie Mack and his legendary guitar style, and later got to perform on stage with him.
A Photo Book Celebrating The Guitar
By Stuart Holman • 16 minutes ago Folk. Classical. Rock. Blues. The guitar may be the most versatile musical instrument plus they can be the most beautifully crafted. Stuart Holman talks with David Schiller, the man behind the book Guitar: The World’s Most Seductive Instrument, which features pictures of 200 classic and beloved guitars.
A Photo Book Celebrating The Guitar
By Stuart Holman • 45 minutes ago Folk. Classical. Rock. Blues. The guitar may be the most versatile musical instrument plus they can be the most beautifully crafted. Stuart Holman talks with David Schiller, the man behind the book Guitar: The World’s Most Seductive Instrument, which features pictures of 200 classic and beloved guitars. Copyright 2019 91.7 WVXU. To see more, visit 91.7 WVXU.
The World’s Most Seductive Instrument
Folk. Classical. Rock. Blues. The guitar may be the most versatile musical instrument plus they can be the most beautifully crafted. Stuart Holman talks with David Schiller, the man behind the book Guitar: The World’s Most Seductive Instrument, which features pictures of 200 classic and beloved guitars.
A New Book From National Geographic Prepares You For Your Trip To A National Park
By Stuart Holman • 1 hour ago If a future vacation includes visits to America's national parks, a new book from Joe Yogerst will be a big help. The author is on the phone with our Stuart Holman to talk about 100 Parks, 5,000 Ideas: Where to Go, When to Go, What to See, What to Do. Copyright 2019 91.7 WVXU. To see more, visit 91.7 WVXU.
A New Book From National Geographic Prepares You For Your Trip To A National Park
If a future vacation includes visits to America's national parks, a new book from Joe Yogerst will be a big help. The author is on the phone with our Stuart Holman to talk about 100 Parks, 5,000 Ideas: Where to Go, When to Go, What to See, What to Do.
Art Glass Legend Wayne Husted Appearing At 20th Century Cincinnati Vintage Show
By Stuart Holman • 30 minutes ago The annual celebration of vintage modern art and furnishings known as 20th Century Cincinnati returns to the Sharonville Convention Center on February 23 and 24. This year's very special guest is art glass master Wayne Husted, who is on the phone with our Stuart Holman in advance of his visit to town. Copyright 2019 91.7 WVXU. To see more, visit 91.7 WVXU.
Art Glass Legend Wayne Husted Appearing At 20th Century Cincinnati Vintage Show
By Stuart Holman • 12 minutes ago The annual celebration of vintage modern art and furnishings known as 20th Century Cincinnati returns to the Sharonville Convention Center on February 23 and 24. This year's very special guest is art glass master Wayne Husted, who is on the phone with our Stuart Holman in advance of his visit to town.
An American Trendsetting Architect Is The Subject Of A New Biography
By Stuart Holman • 42 minutes ago A new biography about a man who truly lived in a glass house is now out, thanks to author Mark Lamster. He's on the phone with Stuart Holman to talk about The Man in the Glass House: Philip Johnson Architect of the Modern Century. Copyright 2019 91.7 WVXU. To see more, visit 91.7 WVXU.
An American Trendsetting Architect Is The Subject Of A New Biography
By Stuart Holman • 8 minutes ago A new biography about a man who truly lived in a glass house is now out, thanks to author Mark Lamster. He's on the phone with Stuart Holman to talk about The Man in the Glass House: Philip Johnson Architect of the Modern Century.
Vintage Modern Comes Alive At The 20th Century Cincinnati Show
From Art Deco to Mid-Century Modern, the annual 20th Century Cincinnati show featuring unique furniture and accessories will return to the Sharonville Convention Center on February 24 and 25. Bruce Metzger from Queen City Shows joins our Stuart Holman for a preview of some of the participating exhibitors and other show details.
Vintage Modern Comes Alive At The 20th Century Cincinnati Show
From Art Deco to Mid-Century Modern, the annual 20th Century Cincinnati show featuring unique furniture and accessories will return to the Sharonville Convention Center on February 24 and 25. Bruce Metzger from Queen City Shows joins our Stuart Holman for a preview of some of the participating exhibitors and other show details.
Does An Artist's Mood Help Determine The Value Of Their Work?
A new study from Brandeis University finds artwork created by artists when they are unhappy is valued at less than their other artistic works. Stuart Holman delves into this study with one of the authors, Kathryn Graddy, a professor at Brandeis with an interest in the economics of art.
Does An Artist's Mood Help Determine The Value Of Their Work?
A new study from Brandeis University finds artwork created by artists when they are unhappy is valued at less than their other artistic works. Stuart Holman delves into this study with one of the authors, Kathryn Graddy, a professor at Brandeis with an interest in the economics of art.
A New Documentary Going Into Schools To Help Stem The Opioid Epidemic
Local organization Impact Changes Society is teaming with documentarian Jerry Buck to get his latest film, The War We Ignore, about the growing opioid epidemic, into schools this fall. The filmmaker is with Stuart Holman to talk about this project and his BTS Recording Studio in Fairfield.
A New Documenatary Going In To Schools To Help Stem The Opioid Epidemic
Local organization Impact Changes Society is teaming with documentarian Jerry Buck to get his latest film, The War We Ignore, about the growing opioid epidemic, into schools this fall. The filmmaker is with Stuart Holman to talk about this project and his BTS Recording Studio in Fairfield.
Mackfest - Celebrating The Life And Music Of Lonnie Mack
Play It Forward, the local foundation supporting musicians in times of need, is paying tribute to the late, great blues/rock/country artist Lonnie Mack. Mackfest will happen on April 21, one year to the day of Lonnie's passing, at The Madison Theatre in Covington. Stuart Holman, who played with Lonnie Mack, previews the event and talks about Lonnie’s famous Flying V guitar and his sound in a conversation with Bob Nave.
Mackfest - Celebrating The Life And Music Of Lonnie Mack
Play It Forward, the local foundation supporting musicians in times of need, is paying tribute to the late, great blues/rock/country artist Lonnie Mack. Mackfest will happen on April 21, one year to the day of Lonnie's passing, at The Madison Theatre in Covington. Stuart Holman, who played with Lonnie Mack, previews the event and talks about Lonnie’s famous Flying V guitar and his sound in a conversation with Bob Nave.
Artist Elliott Jordan On His Recent Travels To The Dominican Republic
Artist and culturist Elliott Jordan, who has a gallery in Pleasant Ridge, has been spending a lot of time recently in Dominican Republic. With an update of his artistic and other endeavors, plus details of an upcoming exhibition he's curating,  the artist spends a few minutes in the studio with Stuart Holman.
Artist Elliott Jordan On His Recent Travels To The Dominican Republic
Artist and culturist Elliott Jordan, who has a gallery in Pleasant Ridge, has been spending a lot of time recently in Dominican Republic. With an update of his artistic and other endeavors, plus details of an upcoming exhibition he's curating,  the artist spends a few minutes in the studio with Stuart Holman.
20th Century Cincinnati Brings Works Of Modern Design Back To Sharonville This Month
The weekend modern design fans wait for each year is happening February 25-26 when 20th Century Cincinnati and its 70 dealers take over the Sharonville Convention Center. Joining Stuart Holman to preview this year's show and a very special exhibit about Mid-Century Modern homes are show organizer Bruce Metzger and Susan Rissover from the modern advocacy group cf3.Â
20th Century Cincinnati Brings Works Of Modern Design Back To Sharonville This Month
The weekend modern design fans wait for each year is happening February 25-26 when 20th Century Cincinnati and its 70 dealers take over the Sharonville Convention Center. Joining Stuart Holman to preview this year's show and a very special exhibit about Mid-Century Modern homes are show organizer Bruce Metzger and Susan Rissover from the modern advocacy group cf3.Â
Previewing The New Season Of Concerts From The Cincy Music Series
The Greater Cincinnati Performing Arts Society is now known as the Cincy Music Series, and it's responsible for bringing a wide array of musical performers and genres to the city to raise funds for children's education and health efforts. Joining our Stuart Holman with a preview of the upcoming concert season is organizer Peter Ellerhorst.
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