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Warren Rissier

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Articles by Warren Rissier

9th Circ. Ruling Clarifies Auditor Liability For IPO Errors

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By Warren Rissier, Kevin M. Papay, Michael Hacker
| Law360 Verified
By Warren Rissier, Kevin Papay and Michael Hacker ( December 16, 2025, 3:52 PM EST) -- The U.S. Court of Appeals for the Ninth Circuit on Nov. 10 affirmed the dismissal of a securities claim against an auditor, holding it was not strictly liable for alleged misstatements in its client's initial public offering.... Law360 is on it, so you are, too. A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence.
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Why Calif. Applying Del. Caremark Standard Is A Big Deal

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By Karen Pohlmann, Robert O’Leary, Warren Rissier
| Law360 Verified
ADVERTISEMENT Don't want ads? Subscribe or login now. By Warren Rissier, Karen Pieslak Pohlmann and Robert O’Leary (September 27, 2023, 4:38 PM EDT) -- In Kanter v. Reed, where review was denied by the California Supreme Court on Aug. 30, the Court of Appeal of the State of California for the Second Appellate District, applying California law, followed the Caremark framework used by Delaware courts to evaluate claims of breach of fiduciary duty claims based on an alleged failure of oversight.[1]...
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