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Articles by Wesley Wintermyer
A Call to Arms: CFPB Encourages States to Use Federal Authorities to Bring Enforcement Actions | JD Supra
The Consumer Financial Protection Bureau ("CFPB") issued an interpretive rule on May 19, reiterating the authority that states have to pursue companies and individuals that violate federal consumer financial protection laws, including the Consumer Financial Protection Act of 2010 ("CFPA"). When Congress enacted the CFPA in 2010, it provided for concurrent enforcement by federal and state regulators.
A Call To Arms: CFPB Encourages States To Use Federal Authorities To Bring Enforcement Actions - Financial Services - United States
The Consumer Financial Protection Bureau ("CFPB") issued an interpretive rule on May 19, reiterating the authority that states have to pursue companies and individuals that violate federal consumer financial protection laws, including the Consumer Financial Protection Act of 2010 ("CFPA"). When Congress enacted the CFPA in 2010, it provided for concurrent enforcement by federal and state regulators.
Spring Cleaning: CFPB Dusts Off “Dormant” Authority to Supervise “Risky” Conduct by Nonbanks | JD Supra
On April 25, 2022, the Consumer Financial Protection Bureau (CFPB) announced plans to revitalize its authority to examine “nonbank” financial companies that pose risks to consumers. Though the CFPB has held this authority since its creation in 2010, the agency has rarely invoked it, leaving it largely “dormant.” The CFPB’s announcement marks a possible reversal of that trend.
Spring Cleaning: CFPB Dusts Off
On April 25, 2022, the Consumer Financial Protection Bureau (CFPB) announced plans to revitalize its authority to examine "nonbank" financial companies that pose risks to consumers. Though the CFPB has held this authority since its creation in 2010, the agency has rarely invoked it, leaving it largely "dormant." The CFPB's announcement marks a possible reversal of that trend.
New Enforcement Director Outlines Priorities for “Robust” Enforcement at SEC | JD Supra
On December 15, 2021, the D.C. Bar hosted a one-hour conversation with Gurbir S. Grewal, the SEC’s new enforcement director. Mr. Grewal spoke about his prosecutorial background and preparedness to lead the agency’s Division of Enforcement, as well as his top priorities. Prosecutorial Background Mr. Grewal joined the SEC this year after a distinguished career as a state and federal prosecutor in New York and New Jersey.
A New Year's Booster Shot: Congress Grants The SEC A Statutory Disgorgement Remedy And Extended Statute Of Limitations
United States: A New Year's Booster Shot: Congress Grants The SEC A Statutory Disgorgement Remedy And Extended Statute Of Limitations 06 January 2021 by Kyle DeYoung , Lex Urban , Kendra Wharton and Wesley Wintermyer Cadwalader, Wickersham & Taft LLP Your LinkedIn Connections with the authors To print this article, all you need is to be registered or login on Mondaq.com. Congress opened 2021 by overturning one of President Trump's vetoes for the first time.
EB-5 Ruling Shows Viability Of SEC Disgorgement Challenges
Law360 (August 25, 2020, 6:49 PM EDT) -- The U.S. Supreme Court's landmark decision in Liu v. U.S. Securities and Exchange Commission[1] is just over two months old, yet the ramifications of the decision on the SEC's enforcement powers are already taking shape.
A Liu Look At Disgorgement: Ninth Circuit Vacates SEC Disgorgement Award
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A Liu Look at Disgorgement: Ninth Circuit Vacates SEC Disgorgement Award | JD Supra
The U.S. Supreme Court’s landmark decision in Liu v. SEC1 is less than two months old, yet the ramifications of the decision on the SEC’s enforcement powers are already taking shape. In Liu, the Supreme Court preserved the SEC’s ability to seek disgorgement of ill-gotten gains in federal court—despite the lack of an express “disgorgement” remedy in statutes—on the theory that disgorgement is one form of the “equitable relief” that statutes authorize the SEC to obtain.
Disgorgement's Role In SEC Enforcement Actions: An Analysis Of The Supreme Court's Decision In Liu V. SEC
To print this article, all you need is to be registered or login on Mondaq.com. On June 22, 2020, the U.S. Supreme Court threw the SEC a lifeline in the highly-anticipated decision of Liu v. SEC. In an 8-to-1 decision, the Justices held that the SEC may continue to obtain disgorgement in federal court, albeit in a significantly narrowed fashion.
Time To Revisit Your Company's Compliance Culture: A Checklist For Evaluating Corporate Compliance Programs Under DOJ's June 2020 Compliance Guidance Updates - Corporate/Commercial Law - United States
Mondaq Ltd requires you to register and provide information that personally identifies you, including your content preferences, for three primary purposes (full details of Mondaq’s use of your personal data can be found in our Privacy and Cookies Notice): Mondaq hopes that our registered users will support us in maintaining our free to view business model by consenting to our use of your personal data as described below. Mondaq has a "free to view" business model.
DOJ Updates Guidance To Prosecutors On Corporate Compliance Programs
Mondaq Ltd requires you to register and provide information that personally identifies you, including your content preferences, for three primary purposes (full details of Mondaq’s use of your personal data can be found in our Privacy and Cookies Notice): Mondaq hopes that our registered users will support us in maintaining our free to view business model by consenting to our use of your personal data as described below. Mondaq has a "free to view" business model.
Aerospace Company Settles Charges For Global Foreign Bribery Scheme
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