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Articles by William Swindle
"The Estate Planner," January/February 2023
USA December 27 2022 Do your assets include unregistered securities, such as restricted stock or interests in hedge funds or private equity funds? If so, it’s important to consider the securities law implications of various estate planning strategies. Securities laws in a nutshell The federal securities regulation regime consists of four main laws: ■ The Securities Act of 1933, which is designed to protect investors by imposing registration and disclosure requirements on public offerings of stock.
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