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CFTC Proposes New Rules For Event Contracts On Prediction Markets
GT Greenberg Traurig, LLP More Greenberg Traurig, LLP has more than 3,100 lawyers across 51 locations in the United States, Europe, the Middle East, Latin America, and Asia. The firm’s broad geographic and practice range enables the delivery of innovative and strategic legal services across borders and industries.
SEC Staff Clarifies Broker-Dealer Registration Expectations For Non-Custodial Crypto Wallet Providers
On April 13, 2026, the Staff of the Division of Trading and Markets (Staff) of the U.S. Securities and Exchange Commission (SEC) issued a statement detailing their views on the broker-dealer registration requirements under Section 15(a) of the Securities Exchange Act of 1934 (Exchange Act) with respect to non-custodial wallet providers that perform certain activities related to crypto asset securities.
Nasdaq Proposes Rule Changes To Enable Trading Of Tokenized Securities
On Sept. 8, 2025, the Nasdaq Stock Market LLC filed a proposed rule change with the U.S. Securities and Exchange Commission to enable the trading of tokenized equity securities and exchange-traded products (ETPs) on its platform. The proposal, submitted under Form 19b-4 (SR-NASDAQ-2025-072), represents a significant step toward integrating blockchain-based assets into the existing U.S. equities market infrastructure. On Sept. 9, 2025, the SEC published the proposal for public comment.
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