Barbara Niederkofler
As seen in:
JD Supra,
Lexology,
Mondaq,
OnAir with Akin,
Hedge Fund Law Report,
The Private Equity Law Report
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Hedge Clauses In Focus: The SEC Charges An Investment Adviser With Four Advisers Act Violations
Akin Gump Strauss Hauer & Feld LLP are most popular: within Litigation, Mediation & Arbitration and Real Estate and Construction topic(s) On January 20, 2026, the U.S. Securities and Exchange Commission (SEC) released a settled Order Instituting Proceedings involving registered investment advisers FamilyWealth Advisers, LLC and FamilyWealth Asset Management, LLC (the Advisers) for violations associated with their use of hedge and assignment clauses in their investment advisory agreements, an...
CFTC Relief Eliminates Dual US Regulation Of Certain Investment Managers
Akin Gump Strauss Hauer & Feld LLP are most popular: within Litigation and Mediation & Arbitration topic(s) Relief Re-Instates Prior 2012 Regulatory Exemption from CFTC Registration for Most Registered Investment Advisers to Private Funds Significant Compliance Cost Savings Anticipated from Elimination of Duplicative Regulatory Regimes Ability for RIAs to Private Funds to Increase Exposure to Commodity Interests without Consistent with the ongoing trend towards deregulation of the investment...
SEC Announces 2026 Exam Priorities
On November 17, the SEC Division of Examinations (the “Division”) released its 2026 Fiscal Year Examination Priorities (the “2026 Priorities”)—the first announcement of exam priorities under Chairman Paul S. Atkins.
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