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Barry N. Hurwitz on Muck Rack

Barry N. Hurwitz

As seen in: JD Supra, The National Law Review, Lexology
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Articles

Short Sale Reporting on Form SHO: Compliance Date Further Extended to 2028 | JD Supra

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By James E. Doench, Barry N. Hurwitz
| JD Supra
The date for complying with new Rule 13f-2 and filing Form SHO has been extended once more, with the first filings by covered institutional investment managers now being due February 14, 2028. The US Securities and Exchange Commission adopted Rule 13f-2 under the Securities Exchange Act of 1934 in October 2023, which requires certain institutional investment managers to file new Form SHO to report short positions that exceed specified thresholds in a calendar month.
Open in Who Shared Issue with article?

Short Sale Reporting on Form SHO: Compliance Date Further Extended to 2028

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By James E. Doench, Barry N. Hurwitz
| morganlewis.com
The date for complying with new Rule 13f-2 and filing Form SHO has been extended once more, with the first filings by covered institutional investment managers now being due February 14, 2028. The US Securities and Exchange Commission adopted Rule 13f-2 under the Securities Exchange Act of 1934 in October 2023, which requires certain institutional investment managers to file new Form SHO to report short positions that exceed specified thresholds in a calendar month.
Open in Who Shared Issue with article?

Temporary Reprieve for New Short Sale Reporting on Form SHO; Filings not Due Until 2026 | JD Supra

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By James E. Doench, Barry N. Hurwitz
| JD Supra
The date for complying with new Rule 13f-2 and filing Form SHO has been extended by one year. The first filings by covered institutional investment managers will now be due February 17, 2026, rather than February 14, 2025.
Open in Who Shared View Duplicates (2) Issue with article?
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