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Articles

Podcast: What's Happening Now: Current Developments For ETFs As The ETF Rule's Compliance Date Approaches

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By Crowdfunding Expanded, Paulita A. Pike, Brian McCabe Verified, Jeremy Smith
| Mondaq
To print this article, all you need is to be registered or login on Mondaq.com. In this inaugural episode of our ETF podcast series, Ropes & Gray asset management attorneys Paulita Pike, Jeremy Smith, Brian McCabe, and Ed Baer discuss recent developments in the ETF industry as well as share some insights to help sponsors prepare for the December compliance date for the ETF Rule. Transcript: Paulita Pike: Hello and thank you for joining us today on this Ropes & Gray podcast.
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Federal And Florida Officials Discuss Enforcement Priorities And How Corporations Can Minimize Risk

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By Crowdfunding Expanded, Wifredo Ferrer, William Shepherd, Mitchell Herr
| Mondaq
Mondaq Ltd requires you to register and provide information that personally identifies you, including your content preferences, for three primary purposes (full details of Mondaq’s use of your personal data can be found in our Privacy and Cookies Notice): Mondaq hopes that our registered users will support us in maintaining our free to view business model by consenting to our use of your personal data as described below. Mondaq has a "free to view" business model.
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