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Heidemarie Gregoriev on Muck Rack

Heidemarie Gregoriev

As seen in: JD Supra, Lexology
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Articles

SEC Proposes Significant Form and Rule Amendments for the Registration of Index-Linked Annuities | JD Supra

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By Heidemarie Gregoriev, Nathaniel Segal, Jacob Tiedt
| JD Supra
On September 29, 2023, the SEC proposed significant form and rule amendments to establish a tailored registration form for index-linked annuities, as directed by Congress under the Registered Index-Linked Annuities Act of 2022 (RILA Act).
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SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply | JD Supra

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By Heidemarie Gregoriev, John Marten, Jacob Tiedt
| JD Supra
On September 20, 2023, the SEC adopted amendments to the investment company names rule, Rule 35d-1 under the Investment Company Act of 1940. According to SEC estimates, the amendments will bring approximately 2,200 funds that did not previously have to comply with the rule within the scope of the rule, including its requirements for enhanced disclosure, quarterly compliance testing, Form N-PORT reporting and recordkeeping.
Open in Who Shared Issue with article?

SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply

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By John Marten, Jacob Tiedt, Heidemarie Gregoriev
| Lexology Verified
On September 20, 2023, the SEC adopted amendments to the investment company names rule, Rule 35d-1 under the Investment Company Act of 1940. According to SEC estimates, the amendments will bring approximately 2,200 funds that did not previously have to comply with the rule within the scope of the rule, including its requirements for enhanced disclosure, quarterly compliance testing, Form N-PORT reporting and recordkeeping.
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