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Jessica Cohn on Muck Rack

Jessica Cohn

As seen in: Courthouse News Service, JD Supra, The National Law Review, Lexology, Mondaq, KL Gates, Omaha Jewish Press
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Articles

The Last Leg: SEC Extends Trading Relief To Share Class ETFs

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By Thoreau A. Bartmann, Jessica Cohn, Kevin Gustafson
| Mondaq
Thoreau Bartmann’s articles from K&L Gates LLP are most popular: within Corporate/Commercial Law topic(s) in United States K&L Gates LLP are most popular: within Immigration, Law Practice Management and Transport topic(s) With this fourth SEC approval, share class ETFs are now ready to go live. Since late 2025, the SEC has provided exemptive relief to dozens of managers under Section 18(f), among other provisions, for mutual funds to issue a share class listed separately as an ETF.
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United States: The Last Leg: SEC Extends Trading Relief to Share Class ETFs

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By Thoreau A. Bartmann, Jessica Cohn
| JD Supra
With this fourth SEC approval, share class ETFs are now ready to go live. Since late 2025, the SEC has provided exemptive relief to dozens of managers under Section 18(f), among other provisions, for mutual funds to issue a share class listed separately as an ETF. In addition to these orders, the SEC has approved generic listing standards of these ETFs on the exchanges and, more recently, registration statements for these ETFs are now effective.
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Saw This Coming: FINRA Proposes Rule Change To Permit Projected Performance

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By Jessica Cohn, Lance Dial, Derek N. Lacarrubba
| Mondaq
K&L Gates LLP are most popular: within Law Practice Management and Transport topic(s) Everyone wants to know what tomorrow will bring, and FINRA has proposed amendments to Rule 2210 (Proposed Amendments) that would give broker-dealers more flexibility to communicate exactly that – at least as it relates to projected performance and targeted returns.
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