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Kane Barnett on Muck Rack

Kane Barnett

As seen in: JD Supra, The National Law Review, Lexology, Mondaq, Open Legal Blog Archive
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Articles

Australia: Full Federal Court Finds in Favour of ASIC Appeal Concerning the Scope of the “Authorised Representative” Exemption | JD Supra

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By Kane Barnett, Isaac Gilmore
| JD Supra
The Full Federal Court (the Court) has ruled in favour of the Australian Securities and Investments Commissions’ (ASIC) appeal as to whether BPS Financial Pty Ltd (BPS) could rely on the ‘authorised representative’ exemption in relation to issuing their ‘Qoin Wallet’ product (see our previous post for background).
Open in Who Shared Issue with article?

Full Federal Court Finds In Favour Of ASIC Appeal Concerning The Scope Of The "Authorised Representative" Exemption

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By Kane Barnett, Isaac Gilmore
| Mondaq
The Full Federal Court (the Court) has ruled in favour of the Australian Securities and Investments Commissions' (ASIC) appeal as to whether BPS Financial Pty Ltd (BPS) could rely on the 'authorised representative' exemption in relation to issuing their 'Qoin Wallet' product (see our previous post for background).
Open in Who Shared Issue with article?

Australia: Review Recommends No Increases to Wholesale Client Test, Encourages Further Review | JD Supra

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By Kane Barnett, Bernard Sia
| JD Supra
The Parliamentary Joint Committee on Corporations and Financial Services (Committee) has been inquiring into the wholesale investor test for offers of securities, and the wholesale client test for financial products and services in the Corporations Act 2001 (Inquiry) (see our previous post). The Committee has now released its report from the Inquiry.
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