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Lea Anne Copenhefer on Muck Rack

Lea Anne Copenhefer

As seen in: JD Supra
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Articles

Names Rule Amendments Will Require Changes For Certain Funds | JD Supra

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By Daniel Conroy, Lea Anne Copenhefer, Laura Flores
| JD Supra
On September 20, 2023, in a 4-1 vote, the US Securities and Exchange Commission (SEC) adopted amendments (the Amendments) to the rule governing fund names, which impose new disclosure, compliance, reporting, and recordkeeping requirements on certain funds.
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Names Rule Amendments Will Require Changes for Certain Funds

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By Lea Anne Copenhefer, Laura Flores, Jeremy Kantrowitz, W. John McGuire, John O'Brien Verified, Daniel Conroy, Jonathan Nowakowski, Amy McDonald, James L. Severs
| morganlewis.com
On September 20, 2023, in a 4-1 vote, the US Securities and Exchange Commission (SEC) adopted amendments (the Amendments) to the rule governing fund names, which impose new disclosure, compliance, reporting, and recordkeeping requirements on certain funds.
Open in Who Shared Issue with article?

1940 Act Regulatory Checklists | JD Supra

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By Mana Behbin, Lea Anne Copenhefer, Michael Berenson
| JD Supra
Rule 12d1-4 under the Investment Company Act of 1940 permits funds to enter into “funds of funds” arrangements notwithstanding the prohibitions of Section 12(d)(1) of the Act of 1940, provided that certain conditions are met. The conditions require an acquiring fund and an acquired fund to enter into a funds of funds investment agreement and each fund’s adviser to evaluate the arrangements and make certain findings with respect to their funds.
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