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Madeline Baruch on Muck Rack

Madeline Baruch

As seen in: JD Supra, Lexology, insideARM, LexBlog
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Articles

FINRA Finds Potential Rule Violations in Crypto Asset Sweep | JD Supra

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By Madeline Baruch, Ethan G. Ostroff, Stephen Steinlight
| JD Supra
In November 2022, the Financial Industry Regulatory Authority (FINRA) launched a targeted crypto asset sweep, reviewing more than 500 retail communications related to crypto assets from member firms. In its review, FINRA found various violations of its Rule 2210, which requires fair and balanced communications from broker-dealers to the public, including “potential substantive violations” in about 70% of the communications.
Open in Who Shared Issue with article?

FINRA Finds Potential Rule Violations in Crypto Asset Sweep

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By Ethan G. Ostroff, Stephen Steinlight, Madeline Baruch
| LexBlog
In November 2022, the Financial Industry Regulatory Authority (FINRA) launched a targeted crypto asset sweep, reviewing more than 500 retail communications related to crypto assets from member firms. In its review, FINRA found various violations of its Rule 2210, which requires fair and balanced communications from broker-dealers to the public, including “potential substantive violations” in about 70% of the communications.
Open in Who Shared Issue with article?

Parking Company Ordered to Pay $106,000 in Fines for Alleged Violations of the Colorado Fair Debt Collection Practices Act | JD Supra

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By Madeline Baruch, Virginia Bell Flynn, Brooke Conkle
| JD Supra
Parking Revenue Recovery Services, Inc. (PRRS), a collection company, was accused of violating the Colorado Fair Debt Collection Practices Act (CFDCPA) by allegedly illegally collecting or attempting to collect on parking fines that were already paid or were incurred by another vehicle owner.
Open in Who Shared Issue with article?
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