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Articles by Mitchell Herr
Federal And Florida Officials Discuss Enforcement Priorities And How Corporations Can Minimize Risk
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Federal and Florida Officials Discuss Enforcement Priorities and How Corporations Can Minimize Risk | JD Supra
Highlights The Third Annual Florida Enforcement Summit, hosted by Holland & Knight, the Florida Chamber of Commerce, the Miami-Dade Chamber of Commerce and the Miami-Dade Beacon Council, focused on federal and Florida enforcement priorities. Summit speakers included the U.S. Attorney for the Southern District of Florida, the Regional Director of the U.S. Securities and Exchange Commission, and the Statewide Prosecutor of Florida.
Supreme Court Affirms But Limits SEC's Authority to Seek Disgorgement in Judicial Proceedings | JD Supra
Highlights The U.S. Supreme Court on June 22, 2020, issued its decision in Liu v. SEC, a case in which the petitioners challenged the U.S. Securities and Exchange Commission's (SEC) authority to pursue the remedy of disgorgement in judicial proceedings. While the Supreme Court ultimately affirmed the SEC's authority to seek the remedy of disgorgement in judicial proceedings, the court articulated three limitations on the SEC's authority that could have significant implications for future cases.
Supreme Court Affirms But Limits SEC's Authority To Seek Disgorgement In Judicial Proceedings
To print this article, all you need is to be registered or login on Mondaq.com. The U.S. Supreme Court on June 22, 2020, issued its decision in Liu v. SEC, a case in which the petitioners challenged the U.S. Securities and Exchange Commission's (SEC) authority to pursue the remedy of disgorgement in judicial proceedings.
Leading Federal Officials Offer Advice on How Corporations Can Minimize Law Enforcement Risk | JD Supra
Updated: May 25, 2018: JD Supra is a legal publishing service that connects experts and their content with broader audiences of professionals, journalists and associations.
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