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Phatraporn Phatrapiboon on Muck Rack

Phatraporn Phatrapiboon

As seen in: Lexology, Global Compliance News
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Articles

Thailand: New securities and derivatives business licensing regime

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By Sujade Simthamnimit, Benja Supannakul, Bhalarp Vallayapet, Phatraporn Phatrapiboon
| Global Compliance News
In brief In a move to develop Thailand’s position as a regional hub of investment, the Office of the Securities and Exchange Commission (SEC) began a public hearing on the new securities and derivatives business licensing regime on 9 February 2024, designed to increase flexibility and decrease costs for business operators. The proposed changes are shown below. For applicants of new licenses 1. Types of licenses 2. Qualifications for applicants 3. Timeline 4. Costs For existing license holders 1.
Open in Who Shared Issue with article?

Thailand: New securities and derivatives business licensing regime

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By Sujade Simthamnimit, Benja Supannakul, Bhalarp Vallayapet, Ann Srikiatkhachorn, Phatraporn Phatrapiboon, Nathnaree Wachirapichet
| Lexology Verified
In brief In a move to develop Thailand's position as a regional hub of investment, the Office of the Securities and Exchange Commission (SEC) began a public hearing on the new securities and derivatives business licensing regime on 9 February 2024, designed to increase flexibility and decrease costs for business operators. The proposed changes are shown below. In more detail For applicants of new licenses 1. Types of licenses No. Issue Proposals a.
Open in Who Shared Issue with article?
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