Stephen Roberts on Muck Rack

Stephen Roberts

United Kingdom
As seen in: Color Research & Application, Wiley Online Library, Cambridge University Press & Assessment, PLOS, PLOS Medicine, Journal of Clinical Pathology, MDPI, Taylor & Francis Online, Biomed Central (BMC), JAMA Oncology and
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Articles

Investment Firms Newsletter – June 2026.

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By Stephen Roberts
| Cosegic
Welcome to the June 2026 edition of our Investment Firms Newsletter. Regulatory momentum across the UK and international markets remains strong, with regulators continuing to focus on governance, operational resilience, financial crime controls, market integrity and emerging technology risks.
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Investment Firms Newsletter – May 2026.

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By Stephen Roberts
| Cosegic
Welcome to the May 2026 Edition of our Investment Firms Newsletter. As May progresses, the regulatory landscape for investment firms continues to evolve rapidly, with regulators focusing on governance, financial crime controls, operational readiness and the supervision of emerging technologies and business models.
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Investment Firms Newsletter – April 2026.

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By Stephen Roberts
| Cosegic
The FCA has published PS26/2 setting out its final rules on operational incident and third party reporting. The new requirements will apply from 18 March 2027. The operational incident reporting regime requires all firms with a Part 4A permission to report certain operational incidents to the FCA.
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