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William J. Barbera on Muck Rack

William J. Barbera

As seen in: JD Supra, Lexology, Mondaq
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Articles

SEC Provides Two-year Extension On Short Sale Reporting And Securities Lending Compliance

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By William J. Barbera, Adriana Schwartz, Brynn M. Connell, Hunter Rebetti
| Mondaq
William J.
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SEC provides two-year extension on short sale reporting and securities lending compliance | JD Supra

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By William J. Barbera, Brynn M. Connell, Hunter Rebetti
| JD Supra
On December 3, 2025, the US Securities and Exchange Commission (SEC) announced additional temporary exemptive relief from compliance with Securities Exchange Act of 1934 (Exchange Act) Rules 13f-2 and 10c-1a.[1] In Depth The exemptive relief provides an additional two-year temporary exemption from compliance with Rule 13f-2 and the associated Form SHO filing requirements, making January 2028 the first Rule 13f-2 reporting period, with the first Form SHO filings due by February 14, 2028.[2]...
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REMINDER: Regulation S-P Amendments - Upcoming Dec. 3, 2025 Compliance Date

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By William J. Barbera, Kelly Koscuiszka, Tarik M. Shah, Elliot Golding
| Mondaq
SR Schulte Roth & Zabel LLP More With a firm focus on private capital, Schulte Roth & Zabel comprises legal advisers and commercial problem-solvers who combine exceptional experience, industry insight, integrated intelligence and commercial creativity to help clients raise and invest assets and protect and expand their businesses.
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