Chris Stanley on Muck Rack

Chris Stanley

St. Louis
As seen in: Financial Planning, Substack, American Banker, St. Cloud Times, ThinkAdvisor, Olean Times Herald, Nerd's Eye View, The Bradford Era, Physicians Practice, BAI Banking Strategies, Fund Selector Asia
Founder @ beachstreetlegal.com - a law firm + compliance consultancy for entrepreneurial investment advisers & financial planners. Otherwise outdoors.
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Articles

On The Docket - New counsel, decoding the SEC’s recordkeeping rule, upcoming EDGAR deadlines, and more

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By Chris Stanley
| beachstreetlegal.com
Welcome to the February 12, 2026 edition of On The Docket, which includes the following content: Our Tech Stack MVPs of 2025 Welcoming Carrie Wong: New Counsel at BSL! Decoding the SEC’s Recordkeeping Rule: Retention Nuances Summary Takeaways from the SEC’s Virtual Compliance Outreach re: Newly-Amended Reg S-P RIA Anti-Money Laundering Rule Officially Delayed to 2028 A Recipe for an SEC Administrative Proceeding Upcoming EDGAR Deadlines: 13F and 13H Filings A Quick Tip for Phishing Prevention...
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AI Compliance: Applying Existing SEC Regulatory Frameworks To Fast-Moving Technologies

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By Chris Stanley
| Nerd's Eye View
Executive Summary Given that the pace of technological change is often swift, regulatory bodies often struggle to keep regulations up to date amidst a rapidly changing landscape. In the past couple years, the rapid increase in investment adviser use of Artificial Intelligence (AI)-powered tools has presented a challenge to regulators in attempting to ensure (among other priorities) that client data remains secure while allowing advisers to use this technology to offer better client service.
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SPD #147: Writing Your Book With Substack

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By J.R. Heimbigner, Chris Stanley, Mehmet Kayhan YILDIZ
| Substack
Good morning! This morning, I woke up thinking about my cup of coffee, and it didn’t disappoint.
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