Skip To Main Content
John Ludwig on Muck Rack

John Ludwig

Indianapolis
As seen in: Journal of Chemical & Engineering Data, VentureBeat, JD Supra, Lexology, Ecology and Society, On Wall Street, Employee Benefit News, Financial Planning, Woodstock Times
An investment and retirement services firm. Securities offered through LPL Financial, Member FINRA/SIPC finra.org sipc.org
Is this you? As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work. Claim your profile

Get in touch with John

Contact John, search articles and posts on X, monitor coverage, and track replies from one place.

Learn more about Muck Rack

Actions

Share this page

Is this you?

As a journalist, you can create a free Muck Rack account to customize your profile, list your contact preferences, and upload a portfolio of your best work.
Claim your profile

Articles

EDGAR Next: What Filers Need to Know and How They Can Prepare | JD Supra

|
By Abel Araya, Clay Douglas, John Ludwig
| JD Supra
Key Takeaways The Securities and Exchange Commission officially adopted the “EDGAR Next” changes to its Electronic Data Gathering, Analysis, and Retrieval system (“EDGAR”) on September 27, 2024.1 These changes to the EDGAR filing system will become effective on March 24, 2025, and will affect all current and prospective EDGAR filers.
Open in Who Shared Issue with article?

Third Circuit Holds Securitization Trusts Are “Covered Persons” Under CFPA | JD Supra

|
By Linda Ann Bartosch, Mauricio España, John Ludwig
| JD Supra
May 7, 2024 Linda Ann Bartosch, Mauricio España, John Ludwig, Ralph Mazzeo, Andrew Pontano, Evan Reid, Edward Southgate Dechert LLP + Follow x Following x Following - Unfollow Contact To embed, copy and paste the code into your website or blog: Key Takeaways A long-awaited Third Circuit decision held that securitization trusts holding student loans are “covered persons” subject to the CFPB’s enforcement and investigative powers because they “engage” in offering or providing consumer financial...
Open in Who Shared Issue with article?

Third Circuit Holds Securitization Trusts Are “Covered Persons” Under CFPA

|
By Linda Ann Bartosch, Mauricio España, Ralph R. Mazzeo, Andrew P. Pontano, John Ludwig
| Lexology Verified
Key Takeaways A long-awaited Third Circuit decision held that securitization trusts holding student loans are “covered persons” subject to the CFPB’s enforcement and investigative powers because they “engage” in offering or providing consumer financial products or services. The Third Circuit’s decision was rooted in the language of the trust agreement, which provided that the trusts’ purpose was to “engage in” certain activities relating to the ownership of the student loans.
Open in Who Shared Issue with article?
See all 13 licensed articles (38 Total)