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@kecorb — 294 followers, 671 tweets

@SAEdwards1 @finplan @CFPBoard @CFPBoard submitted comments Nov. 7 through FPC, calling for strong uniform fiduciary standard an end to broker exemption, but seemingly less emphasis on issue of advisor titles:  https://www.sec.gov/comments/ia-bd-conduct-standards/iabdconductstandards.htm 
RT @finplan: Breakdown of women CFPs demonstrates slow result of diversity efforts Are more CFPs women now? Depends on how you l…  https://twitter.com/i/web/status/951090698840952832 
RT @finplan: In annual exam priorities letter, FINRA says it wants to crack down on fraud and high-risk brokers  https://trib.al/UkvqEZa  by…
RT @riainabox: The week's top RIA compliance article from @kecorb on how financial planning software can play a role in RIA compli…
RT @onwallstreet: Labor Secretary Acosta assures lawmakers DoL is working closely with SEC to develop fiduciary framework:…
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