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Neil Hodge on Muck Rack

Neil Hodge

Verified
Nottingham
As seen in: Compliance Week, In-House Perspective, Louder Than War, International Bar Association, World Finance Magazine, Risk Management Magazine, Telegraph-Journal, PressNewsAgency
Documentary photographer, investigative journalist, business and legal writer, dog lover. Working on long-term mesothelioma/asbestos photojournalism project
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Articles

Review into EU fund managers highlights compliance, internal audit ‘vulnerabilities’

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By Neil Hodge Verified
| Compliance Week Verified
Feedback from regulators across the EU has found that some fund managers’ compliance and internal audit functions could be sidelined, under-resourced, and lack independence. Authorities also found that there could be “significant” differences in the quality of these control functions depending on the size of the organization and the jurisdiction it may be based in.
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Former Lloyds CEO breached code of conduct

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By Neil Hodge Verified
| Compliance Week Verified
The former CEO of Lloyd’s of London breached the insurance market’s compliance rules after his relationship with a fellow director was deemed to be so close that it created “a perceived conflict of interest.” Filter your search By Type Resource (437) Webcast (29) Opinion (135) By Topic Accounting & Auditing (3788) Artificial Intelligence (59) AML (645) Anti-Bribery (1349) Best Practices (109) Boards & Shareholders (1163) Cryptocurrency and Digital Assets (42) Culture (61) ESG/Social...
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FCA calls out good and poor practices in sanctions reporting

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By Neil Hodge Verified
| Compliance Week Verified
Financial firms have made progress in preventing sanctions breaches, but serious gaps in governance and compliance remain, which are likely to result in keener regulatory scrutiny and potentially more penalties in the future, say experts.
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