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Nicola Higgs on Muck Rack

Nicola Higgs

As seen in: Law360, JD Supra, Lexology, Mondaq, Association of Corporate Counsel (ACC), Hart Energy, Westlaw Today, Ex Bulletin, LexBlog, Law360 UK and
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Articles

FCA Confirms Changes to UK MiFID Transaction Reporting Regime

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By Becky Critchley, Nicola Higgs, Rob Moulton
| Open Legal Blog Archive
The changes will reduce the scope and lessen the long-term compliance burden for firms, albeit with a short-term cost. By Becky Critchley, Nicola Higgs, Rob Moulton, and Charlotte Collins The FCA has finalised changes to simplify the UK MiFID transaction reporting regime. Key changes include reducing reporting fields, removing certain instruments from scope, and reducing the period for back reporting from five to three years.
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FCA Confirms Changes to UK MiFID Transaction Reporting Regime

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By Rob Moulton, Nicola Higgs, Charlotte Collins
| Westlaw Today Verified
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FCA Proposes Reforms to Remuneration Codes

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By Becky Critchley, Nicola Higgs, Rob Moulton
| LexBlog
The FCA is proposing to replace the existing Remuneration Codes for AIFMs, MiFID investment firms, and UCITS management companies with a single consolidated Code. By Becky Critchley, Nicola Higgs, Rob Moulton, and Charlotte Collins The changes intend to make the regime more streamlined, proportionate, and outcomes-focused, but the jury is out on whether they achieve this aim for larger firms.
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